Securities

Claims concerning a rich variety of securities, financial products & investments, in court or NASD arbitration.

  • churning
  • suitability
  • misrepresentation / non-disclosure
  • 10(b)(5) fraud
  • contract breach
  • commissions
  • discrimination
  • raiding
  • indemnification
  • fiduciary duties
  • negligence
  • trade executions
  • & dozens more...
We'll manage your securities litigation... and that's not all.

Carolyn Guy LLC offers a diverse complement of litigation services to seamlessly manage your legal demands.

Virtually undefeated.  In addition to deep experience in securities litigation, Carolyn has successfully handled employment law matters for nearly a decade.

One stop.  Both securities and employment law issues professionally managed, enhancing congruity and convenience.

Credibility.  National litigation coordination counsel for a Fortune 100 securities company.

NASD

Carolyn Guy, LLC
Attorney and Counselor at Law
Ten South Fifth Street, Suite 700
Minneapolis, MN 55402

Phone: (612) 338-4600*
E-mail: Carolyn Guy

* Effective 12/1/2004, clients for Carolyn Guy, LLC may be serviced by
  the Gaustad Law Office (612-741-4812).


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